|IMPORTANT CONSUMER INFORMATION This site is for informational purposes only and is not intended to be a solicitation or offering of any security and:|
Representatives of a Registered Broker-Dealer (“BD”) or Registered Investment Advisor (“IA”) may only conduct business in a state if the representatives and the BD or IA they represent (a) satisfy the qualification requirements of, and are approved to do business by, that state; or (b)are excluded or exempted from that state’s registration requirements.
We are registered to offer securities in the following states:
Ryan – MI, NY, AK, and IN
Larry – MI, AZ and WY
Nate – MI, CO, OH, IN, FL, SC, and AK
Representatives of a BD or IA are deemed to conduct business in a state to the extent that they would provide individualized responses to investor inquiries that involve (a) effecting, or attempting to effect, transactions in securities; or (b) rendering personalized investment advice for compensation.